Proposed Agency Information Collection Activities; Comment Request — 2024-12-23 [2024-30584]
Board of Governors of the Federal Reserve System. The Board of Governors of the Federal Reserve System (Board) invites comment on a…
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OCC Issues Cease and Desist Order Against Bank of America for BSA Deficiencies — 2024-12-23
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today issued a cease-and-desist order (order) against Bank of America, N.A. (bank) for…
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State Employment and Unemployment (Monthly) News Release - 2024 M11 Results — 2024-12-20
Unemployment rates were higher in November in 6 states, lower in 1 state, and stable in 43 states and the District of…
Stocks
Tai Mo Shan to Pay $123 Million for Negligently Misleading Investors About Stability of Terra USD
The Securities and Exchange Commission today charged Tai Mo Shan Limited with misleading investors about the stability of Terra USD (UST), a…
Stocks
SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule
The Securities and Exchange Commission today adopted amendments to Rule 15c3-3 (the customer protection rule) to require certain broker-dealers to increase the…
Stocks
SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings
The Securities and Exchange Commission today announced charges against two private companies and one registered investment adviser for failing to timely file…
Stocks
SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico
The Securities and Exchange Commission today charged registered investment adviser Silver Point Capital L.P. with failing to establish, implement, and enforce written…
Stocks
Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports
The Securities and Exchange Commission today charged registered broker-dealer Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, for failing to…
Stocks
Wells Fargo and LPL Financial Charged for Submitting Deficient Trading Data to SEC
The Securities and Exchange Commission today announced settled charges against Wells Fargo Clearing Services LLC and LPL Financial LLC for failing to…
Stocks
SEC Charges Utility Company Entergy Corp. with Internal Accounting Controls Violations
The Securities and Exchange Commission today announced that Entergy Corporation, a Louisiana-based utility company, agreed to pay a $12 million civil penalty…
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2023 Census of Fatal Occupational Injuries — 2024-12-19
NATIONAL CENSUS OF FATAL OCCUPATIONAL INJURIES IN 2023 There were 5,283 fatal work injuries recorded in the United States in 2023, a…
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OCC Announces Enforcement Actions for December 2024 — 2024-12-19
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks)…
Stocks
Global Aerospace Company AAR and Former Executive of its Subsidiary Settle Charges for Bribing Nepalese and South African Officials
The Securities and Exchange Commission today announced that Illinois-based AAR CORP., a global provider of aviation services and products, agreed to resolve…
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Treasury International Capital Data for October
Washington – The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for October 2024. The next release, which…
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Treasury Releases Report on the Uses, Opportunities, and Risks of Artificial Intelligence in Financial Services
WASHINGTON – Today, the U.S. Department of the Treasury (Treasury) released a report following the issuance of its 2024 Request for Information…
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Treasury Maintains Pressure on Iranian Shadow Fleet
WASHINGTON — Today, the United States Department of the Treasury is imposing sanctions on four entities and three vessels involved in the…
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Treasury Sanctions Georgian Ministry of Internal Affairs Officials for Brutality Against Protesters, Journalists, and Politicians
WASHINGTON — Today, the Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning two Georgian officials from Georgia’s Ministry…
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Treasury Maintains Pressure on Houthi Procurement and Financing Schemes
WASHINGTON — Today, the Department of the Treasury’s Office of Foreign Assets Control (OFAC) sanctioned a dozen individuals and entities based in…
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2023 Work Experience of the Population — 2024-12-18
There were 13.7 million people who experienced unemployment at some point during 2023, up by 747,000 from 2022, the U.S. Bureau of…
Banking
Regulation Q; Regulatory Capital Rule: Risk-Based Capital Surcharges for Global Systemically Important Bank Holding Companies — 2024-12-18 [2024-29981]
Board of Governors of the Federal Reserve System (Board). The Board is providing notice of the 2024 aggregate global indicator amounts, as…
Banking
OCC Issues Comprehensive Cease and Desist Order Against USAA Federal Savings Bank — 2024-12-18
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today issued a comprehensive cease-and-desist order (order) against USAA Federal Savings Bank (bank)…
Stocks
SEC Approves 2025 PCAOB Budget and Accounting Support Fee
The Securities and Exchange Commission voted today to approve the 2025 budget of the Public Company Accounting Oversight Board (PCAOB) and the…
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Treasury Targets Financial and Political Enablers of Republika Srpska President Milorad Dodik
WASHINGTON — Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is designating three individuals and four entities…
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Treasury Targets Facilitators for Procuring Sensitive Navigational Systems for Iran
WASHINGTON — Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning two entities and two individuals…