SEC Seeks Candidates for Membership on the Investor Advisory Committee
The Securities and Exchange Commission is seeking candidates for appointment as members of the SEC’s Investor Advisory Committee, established pursuant to Section…
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The Securities and Exchange Commission is seeking candidates for appointment as members of the SEC’s Investor Advisory Committee, established pursuant to Section 39 of the Securities Exchange Act of 1934 to help protect investors and improve securities regulation. Candidates will be considered for open at-large membership positions on the committee, as well as for a position as the member who is representative of the interests of senior citizens, as provided in the statute. The purpose of the Investor Advisory Committee is to advise and consult with the Commission on: Regulatory priorities of the Commission; Issues relating to the regulation of securities products, trading strategies, and fee structures, and the effectiveness of disclosure; Initiatives to protect investor interests; and Initiatives to promote investor confidence and the integrity of the securities marketplace.
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