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Peter Uhlmann, Managing Executive in the Office of the Chairman, to Assume New Role at the Agency

The Securities and Exchange Commission today announced that Peter Uhlmann, Managing Executive in the Office of Chairman Jay Clayton, will assume a…

Archivo · 2020-05-11

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The Securities and Exchange Commission today announced that Peter Uhlmann, Managing Executive in the Office of Chairman Jay Clayton, will assume a new role in the agency’s Office of Compliance Inspections and Examinations (OCIE). For the past three years, Mr. Uhlmann has served as a lead adviser to the Chairman on matters related to agency administration, operations, and management and served as the Office of the Chairman’s primary liaison to all SEC divisions and offices on these matters. During his tenure, he led agency-wide initiatives to promote effective and responsive internal operations, including creating new risk and data management offices, improving the agency’s cybersecurity posture, and adopting a new Collective Bargaining Agreement.

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