SEC Monitoring Impact of Tropical Storm Barry on Capital Markets

The Securities and Exchange Commission is closely monitoring the impact of Tropical Storm Barry on investors and capital markets. “If you are in the path of Tropical Storm Barry, please listen carefully to directions from local officials before, during, and after the storm. Your safety and that of your friends and family should be your top priority during this time,” said Chairman Jay Clayton. “You can be assured that the dedicated staff of the SEC is monitoring the situation and is fully prepared to provide the support needed by affected investors and market participants.” The SEC divisions and offices that oversee companies, accountants, investment advisers, mutual funds, brokerage firms, transfer agents, and other regulated entities and investment professionals will continue to closely track developments.