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SEC, NASAA, and Georgia Secretary of State to Host Investor Roundtables at University of North Georgia and Dalton State College

The Securities and Exchange Commission today announced that it will join the North American Securities Administrators Association (NASAA), the Georgia Secretary of…

Archivio · 2024-03-19

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The Securities and Exchange Commission today announced that it will join the North American Securities Administrators Association (NASAA), the Georgia Secretary of State, the University of North Georgia, and Dalton State College to host joint public roundtables and interactive sessions at both academic institutions on Wednesday, March 27, and Thursday, March 28, 2024, at 10 a.m. ET. Portions of the event will be webcast on the SEC website, and in-person public attendance is welcome. The event will consist of the following key sessions: Public roundtable webcast and investor case studies where retail investors, investigators, and regulators will share experiences confronting securities fraud with the SEC’s Investor Advocate and the Georgia Securities Administrator, and engage in discussions related to identifying frauds and avoiding suspicious investments; Public roundtable webcast and investor case studies where retail investors, investigators, and regulators will share experiences confronting securities fraud with the SEC’s…

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