Anthony S. Kelly, Co-Chief of Asset Management Unit, to Leave SEC After 18 Years of Service

The Securities and Exchange Commission today announced that Anthony S. Kelly, Co-Chief of the Enforcement Division’s Asset Management Unit, will be leaving the agency this month after more than 18 years of service. The Asset Management Unit is the Division’s largest specialized unit and focuses on misconduct by investment advisers and service providers to mutual funds, ETFs, retail client accounts, hedge funds, and private equity funds. As co-head of the unit for the past two-and-a-half years, Mr. Kelly led a nationwide staff of attorneys, industry experts, and other professionals responsible for conducting investigations across the asset management industry. Co-Chief C. Dabney O’Riordan will continue to lead the unit following Mr. Kelly’s departure.