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OCC Announces Enforcement Actions for October 2025 — 2025-10-16

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks)…

資料アーカイブ · 2025-10-16

過去に公表された資料の抜粋です。数値、規則、案件の状況は公表後に変わっている場合があります。調査用の資料として掲載しています。

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WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks), and individuals currently and formerly affiliated with banks the OCC supervises. The OCC uses enforcement actions against banks to require the board of directors and management to take timely actions to correct the deficient practices or violations identified. Formal Agreement with First National Bank of Pasco, Dade City, Florida, for unsafe or unsound practices, including those related to board oversight and corporate governance, strategic and capital planning, Bank Secrecy Act/Anti-Money Laundering (BSA/AML) risk management and suspicious activity reporting, and violations of law, rule, or regulation, including those related to Suspicious Activity Reports and Due Diligence Programs for Correspondent Accounts for Foreign Financial Institutions. (Docket No. AA-SO-2025-46) The OCC uses enforcement actions against an institution-affiliated party (IAP) to deter, encourage correction of, or prevent violations, unsafe or unsound practices, or breaches of fiduciary duty.

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