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SEC Names Kate E. Zoladz as Regional Director of Los Angeles Office

The Securities and Exchange Commission today announced that Kate E. Zoladz has been named Regional Director of the Los Angeles Office, effective…

資料アーカイブ · 2023-11-29

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The Securities and Exchange Commission today announced that Kate E. Zoladz has been named Regional Director of the Los Angeles Office, effective Dec. 3, 2023. Ms. Zoladz has served as Acting Co-Director since June 2023 and as the Associate Regional Director for Enforcement since October 2019. She joined the agency in 2010. Ms. Zoladz will lead a staff of more than 160 accountants, attorneys, investigators, litigators, securities compliance examiners, and other personnel involved in the investigation and prosecution of enforcement actions and the performance of compliance examinations focusing on Arizona, Hawaii, Guam, Nevada, and Southern California. “I am pleased that Kate will continue to lead our Los Angeles Regional Office in a permanent capacity,” said SEC Chair Gary Gensler.

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