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SEC Seeks Candidates for Investor Advisory Committee

The Securities and Exchange Commission is seeking five candidates for appointment to the Investor Advisory Committee to help protect investors and improve…

資料アーカイブ · 2024-03-26

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The Securities and Exchange Commission is seeking five candidates for appointment to the Investor Advisory Committee to help protect investors and improve securities regulations. The Committee was established under the Dodd-Frank Wall Street Reform and Consumer Protection Act to advise the Commission, protect investor interests and promote the integrity of the securities marketplace. Committee members represent the interests of investors, are knowledgeable about investment issues and have reputations for integrity. The Committee advises and consults with the Commission on: Regulatory priorities of the Commission; Issues relating to the regulation of securities products, trading strategies, fee structures, and the effectiveness of disclosure; Initiatives to protect investor interests; and Initiatives to promote investor confidence and the integrity of the securities marketplace.

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