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SEC Announces Enforcement and Investor Education Initiatives to Protect Teachers and Military Service Members

The Securities and Exchange Commission today announced two new initiatives that will build on its ongoing efforts to protect retail investors. The…

資料アーカイブ · 2019-06-03

過去に公表された資料の抜粋です。数値、規則、案件の状況は公表後に変わっている場合があります。調査用の資料として掲載しています。

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The Securities and Exchange Commission today announced two new initiatives that will build on its ongoing efforts to protect retail investors. The Teachers’ Initiative and the Military Service Members’ Initiative will build on the Commission’s past efforts and focus additional enforcement and investor education resources on behalf of teachers, veterans, and active duty military personnel stationed domestically and abroad. “Teachers, active duty military, and veterans provide tremendous service to our country, often at great personal and financial sacrifice to themselves and their families, yet far too often are targeted and fall victim to securities fraud and other misconduct,” said Chairman Jay Clayton.

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