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SEC Spotlights Due Diligence During World Investor Week 2023

The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW)…

資料アーカイブ · 2023-10-02

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The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it easier and quicker to invest. Taking time to do due diligence can help investors avoid fraud and make better informed investment decisions. This marks the seventh year of WIW, a global effort promoted by the International Organization of Securities Commissions (IOSCO) that brings together regulators on six continents to raise awareness about the importance of investor education and investor protection. As in previous years, the SEC is serving as the national coordinator in the U.S., working with the Commodity Futures Trading Commission, Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation, National Futures Association, and North American Securities Administrators Association.

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