OCC Announces Enforcement Actions for January 2026 — 2026-01-16
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions for January 2026. The OCC uses enforcement actions against…
연구를 위한 과거 원문 발췌입니다. 수치, 규정 및 사건의 상태는 원래 발표 이후 달라졌을 수 있습니다.
Read original source
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions for January 2026. The OCC uses enforcement actions against an institution-affiliated party (IAP) to deter, encourage correction of, or prevent violations, unsafe or unsound practices, or breaches of fiduciary duty. Enforcement actions against IAPs reinforce the accountability of individuals for their conduct regarding the affairs of a bank. The term “institution-affiliated party,” or IAP, is defined in 12 USC 1813(u) and includes bank directors, officers, employees, and controlling shareholders. Orders of Prohibition prohibit an individual from any participation in the affairs of a bank or other institution as defined in 12 USC 1818(e)(7). The OCC has taken the following actions against IAPs: Order of Prohibition against Tamim Haidar, Branch Operations Associate Manager at a Union City, California, branch of Wells Fargo Bank, N.A., Sioux Falls, South Dakota, for embezzling over $800,000 in bank funds and falsifying bank records. (Docket No.
Research sources & methodology
Original sources and publication references.
커뮤니티