EVENT POSTPONED: SEC to Hold National Compliance Outreach Seminar for Investment Companies and Investment Advisers

Given concerns about coronavirus and out of an abundance of caution, we have decided to postpone the National Compliance Outreach Program Seminar in Washington, D.C. scheduled to take place on April 21, 2020. If appropriate, we will take steps to reschedule this event at a time later this year. The Securities and Exchange Commission today announced the opening of registration for its compliance outreach program’s national seminar for investment companies and investment advisers. The event is intended to help Chief Compliance Officers (CCOs) and other senior personnel at investment companies and investment advisory firms enhance their compliance programs for the protection of investors.