SEC Releases Agenda for October 26 Roundtable on Regulation Best Interest and Form CRS

The Securities and Exchange Commission today announced the agenda and panelists for the October 26, 2020, roundtable where Commission staff and FINRA will discuss initial observations on Regulation Best Interest and Form CRS implementation. The event will be webcast to the public. No registration or pre-registration is required. The roundtable will be publicly viewable on Monday, October 26 at 1:00 p.m. ET on SEC.gov. Additionally, the roundtable will be recorded and archived to enable viewing at a later date. Panelists at the roundtable will discuss initial observations on the implementation of Regulation Best Interest and Form CRS. Separately, market participants and other members of the public may continue to send interpretive questions to the Commission’s Inter-Divisional Standards of Conduct Implementation Committee at [email protected]. Agenda Roundtable on Regulation Best Interest and Form CRS Monday, October 26, 2020 1:00 – 3:00 p.m.