SEC Monitoring Impact of California Wildfires on Capital Markets
The Securities and Exchange Commission is closely monitoring the impact of the California wildfires on investors and capital markets. The SEC divisions…
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The Securities and Exchange Commission is closely monitoring the impact of the California wildfires on investors and capital markets. The SEC divisions and offices that oversee companies, accountants, investment advisers, mutual funds, brokerage firms, transfer agents, and other regulated entities and investment professionals will continue to closely track developments. They will evaluate the possibility of granting relief from filing deadlines and other regulatory requirements for those affected by the wildfires. Entities and investment professionals affected by the California wildfires are encouraged to contact SEC staff with questions and concerns: Division of Examinations staff in the Commission's Los Angeles Regional Office can be reached by phone at 323-965-3998 or email at [email protected] Division of Corporation Finance staff can be reached by phone at 202-551-3500 or via online submission at www.sec.gov/forms/corp_fin_interpretive Division of Investment Management staff can be reached by phone at 202-551-6825 or email at [email protected] Division of Trading and Markets staff can be reached by phone at…
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