Haberler / banking

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds — 2012-01-03 [2011-33623]

On November 7, 2011, the OCC, Board, FDIC, and SEC (collectively, the "Agencies") published in the Federal Register a joint notice of…

Arşiv · 2012-01-03

Araştırma için tarihî kaynak alıntısı. Rakamlar, kurallar ve davaların durumu ilk yayımdan sonra değişmiş olabilir.

Read original source

On November 7, 2011, the OCC, Board, FDIC, and SEC (collectively, the "Agencies") published in the Federal Register a joint notice of proposed rulemaking for public comment to implement section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") which contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund ("proposed rule"). Due to the complexity of the issues involved and to facilitate coordination of the rulemaking among the responsible agencies as provided in section 619 of the Dodd-Frank Act, the Agencies have determined that an extension of the comment period until February 13, 2012 is appropriate.

Research sources & methodology

Original sources and publication references.

Topluluk

Tell us what you are researching. We will review your request.