Charles Koretke Named Managing Executive of Division of Examinations

The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations. In this role, Mr. Koretke will manage and lead Examinations’ business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology initiatives, and the provision of analytical services that support examinations. He also will serve as Examinations’ primary liaison to other SEC divisions and offices on these matters. Mr. Koretke has been serving as Examinations’ Acting Managing Executive since October 2019. Mr. Koretke began his career at the SEC in 1996 as compliance examiner in the Chicago Regional Office’s investment management examination program. He later was a branch chief and examination manager in the program and served as the manager of Examinations’ compliance and ethics program. Following private sector experience in the investment advisory industry, Mr.